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  • Compliance Supervisor

    Posted: 03/15/2020

    Full-Time Opening:
    Merrillville, IN

    Supervisory Responsibilities: Individual will supervise, train, and mentor compliance staff to create a best in class compliance function. Keeps Management informed of progress on yearly performance metrics and collaborates with management to set paths for growth and job satisfaction.

     

    Summary:  This position will supervise the Compliance team to ensure operational effectiveness, adequate oversight, and control of the bank’s compliance activities. 

     

    Essential Duties and Responsibilities: 

    • Assist the Compliance Officer with the design, creation, implementation, and consistent monitoring of bankwide CMS.
    • Maintain knowledge of the bank’s operations and associates as well as creating and cultivating relationships.
    • Maintain the requisite knowledge of laws and regulations to ensure that they are seen as a critical resource for regulatory expertise. 
    • Interpret regulations, make decisions, and provide recommendations and guidance to the team as well as to Department Heads.
    • Supervise the annual or quarterly HMDA submissions.
    • Assist other associates in the bank with requests or questions.
    • Assist examiners during state and federal examinations which include but are not limited to: prepare documentation and electronic files, provide responses to inquiries from examiners after speaking with Department Heads, assist with technical issues and other as determined.
    • Coordinate and track the completion of compliance reviews and compliance reports.
    • Under the direction of the Compliance Officer, interact with Regulatory Owners specific to Regulatory Testing, which includes conversations, writing memos, and compiling memos for the Audit Committee.
    • Supervise regulatory testing as required to ensure Fair Lending and HMDA compliance.
    • Supervise compliance activities for marketing.
    • Supervise the management and monitoring of customer complaints. 
    • Maintain confidentiality of sensitive information.
    • As requested, in the absence of the Compliance Officer, participate as a member of the Enterprise Risk Management Committee to ensure that new products, services, or endeavors of the bank are in compliance with applicable laws and regulations. 
    • Follow the Essentials of Excellence and exhibit Centier’s Corporate Values.
    • Strive to provide a World-Class Service experience in every interaction.
    • Communicate emergency issues or professional liabilities to the Compliance Officer.
    • Coordinate with the Compliance Officer to ensure that corrective actions are implemented in a timely fashion and are effective at preventing recurrence.   

             

    Knowledge, Skills, and Abilities:

    • Proficient with Microsoft Word and Excel.
    • Ability to work through problems by listening, thinking through all issues, and responding appropriately.
    • Proofread and verify written materials.
    • Ability to work well with others and in a team environment.
    • Highly detail oriented, well-organized and able to work independently and consistently.

     

    Minimum Qualifications:

    • 5 years of experience in Compliance specific to banking and at least a minimum of 1-2 years of supervisory experience.
    • Bachelor’s degree or equivalent years of experience in related compliance management role.
    • CRCM certification preferred.